Privacy Policy

As a client of Financial Insight Center, you share both personal and financial information with us. Your privacy is important to us, and we are dedicated to safeguarding your personal and financial information.

Information provided by clients
When you visit the Client Center section of this web site, you will leave when you login to My wealth management site, My investment portfolio, and My documents.

  • Personal information regarding our clients’ identity such as name, address and social security number
  • Information regarding securities transactions effected by us
  • Client financial information such as net-worth, assets, income, bank account information and account balances

We do not sell information about current or former clients to third parties, nor is it our practice to disclose such information to third parties unless requested to do so by a client or client representative or, if necessary, in order to process a transaction, service an account or as permitted by law. Additionally, we may share information with outside companies that perform administrative services for us. However, our contractual arrangements with these service providers require them to treat your information as confidential.

In order to protect your personal information, we maintain physical, electronic and procedural safeguards to protect your personal information. Our Privacy Policy restricts the use of client information and requires that it be held in strict confidence.

We are required by law to annually provide a notice describing our privacy policy. In addition, we will inform you promptly if there are changes to our policy. Please do not hesitate to contact us with questions about this notice.